ESSENTIAL DUTIES & RESPONSIBILITIES
Duties include but are not limited to:
- Manage the Bank’s Compliance Programme and coordinate the development and implementation of compliance related policies and procedures required by the relevant legislations and industry standards.
- Monitor and assess the Bank’s compliance through identifying potential compliance risks, internal controls which mitigate risk and assessing the Bank’s overall compliance risk profile.
- Provide compliance guidance to staff and implement a compliance training programme.
- Oversee the Bank’s transaction monitoring system for suspicious or unusual patterns and ensuring that adequate systems exist to detect and report suspicious activity to the Financial Intelligence Authority (FIA).
- Maintain relationships with regulators, Government agencies, correspondent banks and other similar external parties. This includes responding to regulatory inquiries, submitting required reports, and participating in regulatory exams and audits.
QUALIFICATIONS/EXPERIENCE REQUIRED
- Bachelor’s degree in Business, Finance, Accounting, Law, or related field.
- Professional certification in Compliance or Anti-Financial Crime.
- Minimum of five (5) years’ experience in Compliance, Risk Management, Regulations, or working in a regulated financial institution.
BEHAVIOURAL ATTRIBUTES/SKILLS
- Strong strategic thinking skills
- Strong critical thinking skills (ensures accuracy, clarity, and sound judgement in decision-making and problem-solving)
- Excellent analytical skills
- Excellent organizational skills
- Strong interpersonal skills
- Strong team building and leadership skills
- Ability to communicate effectively
- Ability to maintain composure under pressure
- Ability to work independently and manage multiple tasks in a proactive manner.
- Maintain a high level of confidentiality and integrity in carrying out assignments.
PLEASE PROVIDE CURRICULUM VITAE WITH REFERENCES BY: Tuesday, July 7, 2026
We encourage interested applicants to find out about our organization and our career opportunities. As an Employer of Choice we welcome your interest in becoming an essential piece.
Application letter, resumes, and certified copies of certificates can be provided via the following mediums:
Address: Application for the position of Compliance Manager
Human Resource, Training & Development
Bank of Saint Lucia Limited
P.O. Box 1860, Bridge Street, Castries, Saint Lucia
Or Email: boslrecruiting@bankofsaintlucia.com with the subject Application for the position of Compliance Manager.